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Evidence Guide: CPPREP5001 - Manage compliance in the property industry

Student: __________________________________________________

Signature: _________________________________________________

Tips for gathering evidence to demonstrate your skills

The important thing to remember when gathering evidence is that the more evidence the better - that is, the more evidence you gather to demonstrate your skills, the more confident an assessor can be that you have learned the skills not just at one point in time, but are continuing to apply and develop those skills (as opposed to just learning for the test!). Furthermore, one piece of evidence that you collect will not usualy demonstrate all the required criteria for a unit of competency, whereas multiple overlapping pieces of evidence will usually do the trick!

From the Wiki University

 

CPPREP5001 - Manage compliance in the property industry

What evidence can you provide to prove your understanding of each of the following citeria?

Determine compliance management requirements.

  1. Identify all jurisdictional legislation, regulations, codes of conduct and ethics to which the agency must comply.
  2. Analyse and document the requirements for the agency to meet compliance needs.
  3. Conduct risk analysis for compliance and best practice to determine risk ratings and risk mitigation.
  4. Determine and plan risk mitigation strategies through development of policies, procedures, work instructions, management and supervisory structures.
Identify all jurisdictional legislation, regulations, codes of conduct and ethics to which the agency must comply.

Completed
Date:

Teacher:		 Evidence:

 

 

 

 

 

 

 

Analyse and document the requirements for the agency to meet compliance needs.

Completed
Date:

Teacher:		 Evidence:

 

 

 

 

 

 

 

Conduct risk analysis for compliance and best practice to determine risk ratings and risk mitigation.

Completed
Date:

Teacher:		 Evidence:

 

 

 

 

 

 

 

Determine and plan risk mitigation strategies through development of policies, procedures, work instructions, management and supervisory structures.

Completed
Date:

Teacher:		 Evidence:

 

 

 

 

 

 

 

Develop and risk control strategies that manage compliance.

  1. Develop strategies and associated policies, procedures and structures to support agency compliance.
  2. Develop processes and controls to maintain records that demonstrate compliance and best practice.
  3. Develop management structure and risk control strategies for monitoring and reviewing all compliance and best practice activities.
Develop strategies and associated policies, procedures and structures to support agency compliance.

Completed
Date:

Teacher:		 Evidence:

 

 

 

 

 

 

 

Develop processes and controls to maintain records that demonstrate compliance and best practice.

Completed
Date:

Teacher:		 Evidence:

 

 

 

 

 

 

 

Develop management structure and risk control strategies for monitoring and reviewing all compliance and best practice activities.

Completed
Date:

Teacher:		 Evidence:

 

 

 

 

 

 

 

Manage compliance systems.

  1. Clearly communicate to staff the best practice requirements for the agency.
  2. Facilitate continuous monitoring, reviewing and adjustment of agency compliance practices.
  3. Prepare periodic compliance reports to present a clear overview of compliance and agency best practice.
Clearly communicate to staff the best practice requirements for the agency.

Completed
Date:

Teacher:		 Evidence:

 

 

 

 

 

 

 

Facilitate continuous monitoring, reviewing and adjustment of agency compliance practices.

Completed
Date:

Teacher:		 Evidence:

 

 

 

 

 

 

 

Prepare periodic compliance reports to present a clear overview of compliance and agency best practice.

Completed
Date:

Teacher:		 Evidence:

 

 

 

 

 

 

 

Evaluate compliance systems.

  1. Analyse and review periodic compliance reports to evaluate agency overall compliance and best practice.
  2. Use evaluation data to determine, document and implement improvements to improve compliance systems.
Analyse and review periodic compliance reports to evaluate agency overall compliance and best practice.

Completed
Date:

Teacher:		 Evidence:

 

 

 

 

 

 

 

Use evaluation data to determine, document and implement improvements to improve compliance systems.

Completed
Date:

Teacher:		 Evidence:

 

 

 

 

 

 

 

Assessed

Teacher: ___________________________________ Date: _________

Signature: ________________________________________________

Comments:

 

 

 

 

 

 

 

 

Instructions to Assessors

Required Skills and Knowledge